Form 4 for SMPL Simply Good Foods Co
Accepted 2022-01-11 00:00:00 ET · period of report 2022-01-07 · accession 0001104659-22-003296 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-11 | 2022-01-07 | SMPL | Conyers Park Sponsor LLC | Dir, 10% | D - Sale to Iss | — | -1.87M | 13.77M | -12% | — |
| D | 2022-01-11 | 2022-01-07 | SMPL | Conyers Park Sponsor LLC | Dir, 10% | C - Cnv Deriv | $11.50 | +6.70M | 15.64M | +75% | +$77.05M |
| D | 2022-01-11 | 2022-01-07 | SMPL | Conyers Park Sponsor LLC | Dir, 10% | C - Cnv Deriv | $1.50 | -6.70M | 0 | -100% | -$10.05M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-07 | D | D | 1,869,239 | — | 13,766,778 | D | — | — | (F1) Reflects the Reporting Person's exercise of warrants to acquire 6,700,000 shares of the Issuer's Common Stock. The exercise was effected by the Reporting Person on a cashless basis pursuant to the terms of the Warrant Agreement with the Issuer withholding 1,869,239 shares of Common Stock reflecting the payment of the exercise price. |
| 2 | Common | Common Stock | 2022-01-07 | C | A | 6,700,000 | $11.50 | 15,636,017 | D | — | — | (F1) Reflects the Reporting Person's exercise of warrants to acquire 6,700,000 shares of the Issuer's Common Stock. The exercise was effected by the Reporting Person on a cashless basis pursuant to the terms of the Warrant Agreement with the Issuer withholding 1,869,239 shares of Common Stock reflecting the payment of the exercise price. |
| 3 | Derivative | Warrants | 2022-01-07 | C | D | 6,700,000 | $1.50 | 0 | D | $11.50 · 2017-08-07 to 2022-07-07 | 6,700,000 Common Stock |