Form 4 for NRGV Energy Vault Holdings, Inc.

Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001104659-22-023991 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-02-15	2022-02-11	NRGV	GROSS WILLIAM	Dir, 10%	A - Grant	—	+15.58M	15.58M	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-11	A	A	15,583,548	—	15,583,548	I Held by Idealab Studio, LLC	—	—	(F1) In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). (F2) The Reporting Person received shares of Common Stock in exchange for 2,300,664 shares of common stock in Energy Vault. On the effective date of the Merger, the closing price of the Issuer's Common Stock was $11.55 per share. The Reporting Person disclaims any such beneficial ownership of such shares except to the extent of his pecuniary interest therein.