Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001104659-22-023993 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-02-15 | 2022-02-11 | NRGV | Piconi Robert | CEO, Dir, 10% | A - Grant | — | +8.62M | 4.31M | New | — |
| 2022-02-15 | 2022-02-11 | NRGV | Piconi Robert | CEO, Dir, 10% | A - Grant | — | +6.23M | 6.23M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | A | A | 4,307,946 | — | 4,307,946 | I | — | — | (F1) In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). (F4) The Reporting Person received shares of Common Stock in exchange for 636,000 shares of common stock in Energy Vault. On the effective date of the Merger, the closing price of the Issuer's Common Stock was $11.55 per share. |
| 2 | Common | Common Stock | 2022-02-11 | A | A | 6,225,612 | — | 6,225,612 | D Held by Piconi 2021 Delaware Trust | — | — | (F1) In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). (F2) The Reporting Person received shares of Common Stock in exchange for 919,113 shares of common stock in Energy Vault. On the effective date of the Merger, the closing price of the Issuer's Common Stock was $11.55 per share. |
| 3 | Common | Common Stock | 2022-02-11 | A | A | 4,307,946 | — | 4,307,946 | I Held by Piconi Family 2021 Delaware Trust | — | — | (F1) In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). (F3) The Reporting Person received shares of Common Stock in exchange for 636,000 shares of common stock in Energy Vault. On the effective date of the Merger, the closing price of the Issuer's Common Stock was $11.55 per share. |