Form 4 for TMC TMC the metals Co Inc.
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-09 · accession 0001104659-22-025380 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-22 | 2022-02-09 | TMC | Shesky Craig | CFO | A - Grant | $0.00 | +50.1K | 686.2K | +8% | $0 | |
| 2022-02-22 | 2022-02-09 | TMC | Shesky Craig | CFO | F - Tax | $1.64 | -22.9K | 663.3K | -3% | -$37.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-09 | A | A | 50,130 | $0.00 | 686,175 | D | — | — | (F1) Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. (F2) Includes 92,908 Common Shares received in a pro rata distribution from Empire, A Series of Cathode Holdings, LLC, in which the Reporting Person does not have a controlling interest, to its members on November 1, 2021. |
| 2 | Common | Common Shares | 2022-02-09 | F | D | 22,859 | $1.64 | 663,316 | D | — | — | (F3) Shares withheld from the Reporting Person's RSU award to cover the tax withholding obligation that arose from the grant on February 9, 2022. (F2) Includes 92,908 Common Shares received in a pro rata distribution from Empire, A Series of Cathode Holdings, LLC, in which the Reporting Person does not have a controlling interest, to its members on November 1, 2021. |