Form 4 for ISPC iSpecimen Inc.

Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-22 · accession 0001104659-22-026191 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DM	2022-02-23	2022-02-22	ISPC	Mullan Jill	COO, Sec, Dir	M - OptEx	$1.00	+22.4K	200.9K	+13%	+$22.4K
DM	2022-02-23	2022-02-22	ISPC	Mullan Jill	COO, Sec, Dir	M - OptEx	$0.00	-22.4K	67.2K	-25%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-22	M	A	19,296	$1.00	197,843	D	—	—	(F2) Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.
2	Common	Common Stock	2022-02-22	M	A	3,099	$1.00	200,942	D	—	—	(F2) Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options.
3	Derivative	Option	2022-02-22	M	D	19,296	$0.00	70,300	D	$1.00 · — to 2026-06-29	19,296 Common Stock	(F5) Represents remaining granted stock options across all grants. (F3) Represents a portion of the stock options granted to the Reporting Person on June 30, 2016, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on June 30, 2019.
4	Derivative	Option	2022-02-22	M	D	3,099	$0.00	67,201	D	$1.00 · — to 2029-01-31	3,099 Common Stock	(F5) Represents remaining granted stock options across all grants. (F4) Represents a portion of the stock options granted to the Reporting Person on February 1, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on February 1, 2022.