Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001104659-22-026690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-24 | 2022-02-22+ | ASYS | Averick Robert M | Dir, 10% | P - Purchase | $9.70 | +25.0K | 300.0K | +9% | +$242.6K |
| I | 2022-02-24 | 2022-02-22 | ASYS | Averick Robert M | Dir, 10% | P - Purchase | $9.70 | +500 | 500 | New | +$4,850 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | P | A | 5,000 | $9.80 | 280,000 | D See footnote 4 below | — | — | (F3) The reported prices in Column 4 regarding the February 22nd and 23rd purchases are weighted average prices rounded to the nearest hundredth. Regarding the February 22, 2022 purchase, the shares were purchased at prices ranging from $9.78 to $9.81 per share. Regarding the February 23, 2022 purchase, the shares were purchased at prices ranging from $9.46 to $9.94 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2022-02-23 | P | A | 20,000 | $9.68 | 300,000 | D | — | — | (F3) The reported prices in Column 4 regarding the February 22nd and 23rd purchases are weighted average prices rounded to the nearest hundredth. Regarding the February 22, 2022 purchase, the shares were purchased at prices ranging from $9.78 to $9.81 per share. Regarding the February 23, 2022 purchase, the shares were purchased at prices ranging from $9.46 to $9.94 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2022-02-22 | P | A | 500 | $9.70 | 500 | I | — | — | (F4) Indicates 500 Common Shares held in a custodial account for the benefit of an immediate family member of Mr. Averick. |