Form 4 for ISPC iSpecimen Inc.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001104659-22-026697 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-24 | 2022-02-22+ | ISPC | Ianelli Christopher | Pres, CEO, Dir | M - OptEx | $1.00 | +51.2K | 398.5K | +15% | +$51.2K |
| DM | 2022-02-24 | 2022-02-22+ | ISPC | Ianelli Christopher | Pres, CEO, Dir | M - OptEx | $0.00 | -51.2K | 49.5K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-23 | M | A | 48,106 | $1.00 | 446,646 | D | — | — | (F2) Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. |
| 2 | Common | Common Stock | 2022-02-22 | M | A | 3,099 | $1.00 | 398,540 | D | — | — | (F2) Represents the $1.00 exercise price per share of the stock options exercised, which was paid by the Reporting Person upon exercise of such stock options. |
| 3 | Derivative | Option | 2022-02-23 | M | D | 48,106 | $0.00 | 1,409 | D | $1.00 · — to 2029-07-12 | 48,106 Common Stock | (F5) Represents remaining granted stock options across all grants. (F4) Represents the stock options granted to the Reporting Person on July 13, 2019, pursuant to the Issuer's 2010 Stock Incentive Plan, which were fully vested on July 14, 2019. |
| 4 | Derivative | Option | 2022-02-22 | M | D | 3,099 | $0.00 | 49,515 | D | $1.00 · — to 2029-01-31 | 3,099 Common Stock | (F5) Represents remaining granted stock options across all grants. (F3) Represents a portion of the stock options granted to the Reporting Person on April 26, 2019, pursuant to the Issuer's 2013 Stock Incentive Plan, which were fully vested on November 30, 2021. |