Form 4 for ETN Eaton Corporation
Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-25 · accession 0001104659-22-028185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-28 | 2022-02-25 | ETN | ARNOLD CRAIG | See Remarks below, Dir | F - Tax | $152.49 | -61.3K | 454.2K | -12% | -$9.35M |
| DM | 2022-02-28 | 2022-02-25 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | +18.9K | 464.8K | +4% | $0 |
| DM | 2022-02-28 | 2022-02-25 | ETN | ARNOLD CRAIG | See Remarks below, Dir | M - OptEx | $0.00 | -18.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-25 | F | D | 4,757 | $152.17 | 460,079 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-02-25 | M | A | 8,258 | $0.00 | 457,935 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-02-25 | F | D | 52,874 | $152.54 | 449,677 | D | — | — | (F1) Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022. |
| 4 | Common | Ordinary Shares | 2022-02-25 | M | A | 10,605 | $0.00 | 464,836 | D | — | — | |
| 5 | Common | Ordinary Shares | 2022-02-25 | F | D | 3,704 | $152.17 | 454,231 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-02-25 | M | D | 8,258 | $0.00 | 8,509 | D | $0.00 · 2021-02-25 to — | 8,258 Ordinary Shares | (F2) These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. (F3) This field is not applicable. |
| 7 | Derivative | Restricted Stock Units | 2022-02-25 | M | D | 10,605 | $0.00 | 0 | D | $0.00 · 2020-02-26 to — | 10,605 Ordinary Shares | (F4) These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. (F3) This field is not applicable. |