Form 4 for ETN Eaton Corporation
Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-25 · accession 0001104659-22-028192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-28 | 2022-02-25 | ETN | Faria Joao V | See Remarks below | M - OptEx | $0.00 | +2,170 | 67.6K | +3% | $0 |
| DM | 2022-02-28 | 2022-02-25 | ETN | Faria Joao V | See Remarks below | F - Tax | $152.48 | -6,086 | 66.7K | -8% | -$928.0K |
| DM | 2022-02-28 | 2022-02-25 | ETN | Faria Joao V | See Remarks below | M - OptEx | $0.00 | -2,170 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-25 | M | A | 1,238 | $0.00 | 68,464 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-02-25 | M | A | 932 | $0.00 | 67,633 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-02-25 | F | D | 407 | $152.17 | 67,226 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-02-25 | F | D | 540 | $152.17 | 67,924 | D | — | — | |
| 5 | Common | Ordinary Shares | 2022-02-25 | F | D | 5,139 | $152.54 | 66,701 | D | — | — | (F1) Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022. |
| 6 | Derivative | Restricted Stock Units | 2022-02-25 | M | D | 932 | $0.00 | 961 | D | $0.00 · 2021-02-25 to — | 932 Ordinary Shares | (F2) These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. (F3) This field is not applicable. |
| 7 | Derivative | Restricted Stock Units | 2022-02-25 | M | D | 1,238 | $0.00 | 0 | D | $0.00 · 2020-02-26 to — | 1,238 Ordinary Shares | (F4) These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. (F3) This field is not applicable. |