Form 4 for HWM Howmet Aerospace
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001104659-22-029550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-28 | HWM | CHANATRY MICHAEL NIEM | VP | F - Tax | $35.92 | -9,992 | 115.4K | -8% | -$358.9K |
| D | 2022-03-02 | 2022-02-28 | HWM | CHANATRY MICHAEL NIEM | VP | A - Grant | $35.99 | +227 | 39.7K | +0.6% | +$8,170 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | F | D | 4,996 | $35.92 | 120,354 | D | — | — | (F1) Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2022-02-28 | F | D | 4,996 | $35.92 | 115,358 | D | — | — | (F1) Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. |
| 3 | Derivative | Phantom Stock Units | 2022-02-28 | A | A | 227 | $35.99 | 39,702 | D | — · — to — | 227 Common Stock | (F2) Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock. (F3) Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan. |