Form 4 for NCLH Norwegian Cruise Line Holdings
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001104659-22-030080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-03 | 2022-03-01 | NCLH | Ashby Faye L. | SVP, CAO | F - Tax | $18.48 | -8,455 | 175.3K | -5% | -$156.2K |
| M | 2022-03-03 | 2022-03-01 | NCLH | Ashby Faye L. | SVP, CAO | A - Grant | $0.00 | +51.3K | 150.8K | +52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | F | D | 4,870 | $18.48 | 167,949 | D | — | — | (F7) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 20,000 restricted share units granted to the reporting person on June 11, 2021. |
| 2 | Common | Common Stock | 2022-03-01 | F | D | 1,359 | $18.48 | 172,819 | D | — | — | (F6) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 16,744 restricted share units granted to the reporting person on June 11, 2021. |
| 3 | Common | Common Stock | 2022-03-01 | F | D | 1,126 | $18.48 | 174,178 | D | — | — | (F5) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 13,861 restricted share units granted to the reporting person on March 2, 2020. |
| 4 | Common | Common Stock | 2022-03-01 | F | D | 1,100 | $18.48 | 175,304 | D | — | — | (F4) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 13,552 restricted share units granted to the reporting person on March 1, 2019. |
| 5 | Common | Common Stock | 2022-03-01 | A | A | 25,641 | $0.00 | 176,404 | D | — | — | (F1) Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. (F3) Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on March 1, 2024. |
| 6 | Common | Common Stock | 2022-03-01 | A | A | 25,641 | $0.00 | 150,763 | D | — | — | (F1) Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. (F2) Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2023, March 1, 2024 and March 1, 2025. |