Form 4 for NCLH Norwegian Cruise Line Holdings
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001104659-22-030089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-03 | 2022-03-01 | NCLH | SHERMAN HOWARD J | Pres, CEO Oceania Cruises | F - Tax | $18.48 | -15.7K | 247.2K | -6% | -$290.1K |
| 2022-03-03 | 2022-03-01 | NCLH | SHERMAN HOWARD J | Pres, CEO Oceania Cruises | A - Grant | $0.00 | +51.3K | 250.4K | +26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | F | D | 4,849 | $18.48 | 238,822 | D | — | — | (F5) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 36,965 restricted share units granted to the reporting person on March 2, 2020. |
| 2 | Common | Common Stock | 2022-03-01 | F | D | 4,145 | $18.48 | 234,677 | D | — | — | (F6) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 44,652 restricted share units granted to the reporting person on June 15, 2021. |
| 3 | Common | Common Stock | 2022-03-01 | F | D | 3,545 | $18.48 | 243,671 | D | — | — | (F4) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 10,841 restricted share units granted to the reporting person on March 1, 2019. |
| 4 | Common | Common Stock | 2022-03-01 | F | D | 3,161 | $18.48 | 247,216 | D | — | — | (F3) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 24,093 restricted share units granted to the reporting person on March 1, 2019. |
| 5 | Common | Common Stock | 2022-03-01 | A | A | 51,282 | $0.00 | 250,377 | D | — | — | (F1) Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. (F2) Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on March 1, 2024. |