Form 4 for ETN Eaton Corporation
Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-08 · accession 0001104659-22-032109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-09 | 2022-03-08 | ETN | Faria Joao V | See Remarks below | M - OptEx | $89.52 | +11.9K | 74.0K | +19% | +$1.06M |
| DM | 2022-03-09 | 2022-03-08 | ETN | Faria Joao V | See Remarks below | S - Sale+OE | $150.00 | -11.9K | 67.9K | -15% | -$1.78M |
| DM | 2022-03-09 | 2022-03-08 | ETN | Faria Joao V | See Remarks below | M - OptEx | $0.00 | -11.9K | 6,222 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-08 | M | A | 5,813 | $80.49 | 73,737 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-03-08 | S | D | 6,039 | $150.00 | 67,924 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-03-08 | M | A | 6,039 | $98.21 | 73,963 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-03-08 | S | D | 5,813 | $150.00 | 67,924 | D | — | — | |
| 5 | Derivative | Stock Option | 2022-03-08 | M | D | 5,813 | $0.00 | 1,242 | D | $80.49 · 2020-02-26 to 2029-02-26 | 5,813 Ordinary Shares | (F1) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 6 | Derivative | Stock Option | 2022-03-08 | M | D | 6,039 | $0.00 | 6,222 | D | $98.21 · 2021-02-25 to 2030-02-25 | 6,039 Ordinary Shares | (F2) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |