Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001104659-22-035704 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-18 | 2022-03-16 | SOFI | Heavener Micah | Head of Ops | F - Tax | $8.59 | -14.4K | 152.3K | -9% | -$123.8K |
| D | 2022-03-18 | 2022-03-16 | SOFI | Heavener Micah | Head of Ops | M - OptEx | — | +33.4K | 166.7K | +25% | — |
| D | 2022-03-18 | 2022-03-17 | SOFI | Heavener Micah | Head of Ops | S - Sale+OE | $8.01 | -5,000 | 147.3K | -3% | -$40.0K |
| D | 2022-03-18 | 2022-03-16 | SOFI | Heavener Micah | Head of Ops | M - OptEx | $0.00 | -33.4K | 234.0K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | F | D | 14,413 | $8.59 | 152,255 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2022-03-16 | M | A | 33,361 | — | 166,668 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-03-17 | S | D | 5,000 | $8.01 | 147,255 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2022-03-16 | M | D | 33,361 | $0.00 | 233,985 | D | — · — to — | 33,361 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |