Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001104659-22-035705 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-18 | 2022-03-16 | SOFI | Lavet Robert S | GC, Sec | M - OptEx | — | +53.7K | 1.39M | +4% | — |
| D | 2022-03-18 | 2022-03-16 | SOFI | Lavet Robert S | GC, Sec | F - Tax | $8.59 | -26.6K | 1.36M | -2% | -$228.3K |
| D | 2022-03-18 | 2022-03-16 | SOFI | Lavet Robert S | GC, Sec | M - OptEx | $0.00 | -53.7K | 242.0K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | M | A | 53,686 | — | 1,387,834 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-16 | F | D | 26,578 | $8.59 | 1,361,256 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2022-03-16 | M | D | 53,686 | $0.00 | 241,966 | D | — · — to — | 53,686 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |