Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001104659-22-035707 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-18 | 2022-03-16 | SOFI | Ronen Assaf | Chief Product Off | M - OptEx | — | +95.5K | 619.6K | +18% | — |
| D | 2022-03-18 | 2022-03-16 | SOFI | Ronen Assaf | Chief Product Off | F - Tax | $8.59 | -41.3K | 578.4K | -7% | -$354.4K |
| D | 2022-03-18 | 2022-03-16 | SOFI | Ronen Assaf | Chief Product Off | M - OptEx | $0.00 | -95.5K | 480.3K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | M | A | 95,524 | — | 619,643 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-16 | F | D | 41,262 | $8.59 | 578,381 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2022-03-16 | M | D | 95,524 | $0.00 | 480,343 | D | — · — to — | 95,524 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |