Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001104659-22-035709 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-18 | 2022-03-16 | SOFI | Stafford Webb Lauren | CMO | M - OptEx | — | +44.8K | 242.7K | +23% | — |
| D | 2022-03-18 | 2022-03-16 | SOFI | Stafford Webb Lauren | CMO | F - Tax | $8.59 | -19.4K | 223.3K | -8% | -$166.2K |
| D | 2022-03-18 | 2022-03-16 | SOFI | Stafford Webb Lauren | CMO | M - OptEx | $0.00 | -44.8K | 330.7K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | M | A | 44,799 | — | 242,662 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-16 | F | D | 19,353 | $8.59 | 223,309 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2022-03-16 | M | D | 44,799 | $0.00 | 330,709 | D | — · — to — | 44,799 Common Stock | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. |