Form 4 for GKOS GLAUKOS Corp
Accepted 2022-03-28 00:00:00 ET · period of report 2022-03-24 · accession 0001104659-22-038980 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-28 | 2022-03-24 | GKOS | Calcaterra Chris M. | COO | A - Grant | $0.00 | +3,886 | 181.6K | +2% | $0 |
| D | 2022-03-28 | 2022-03-24 | GKOS | Calcaterra Chris M. | COO | A - Grant | $0.00 | +4,917 | 11.3K | +77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-24 | A | A | 3,886 | $0.00 | 181,594 | D | — | — | (F1) Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 18, 2021, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 24, 2022 the level of achievement for the first year of the multi-year performance period. The Reporting Person elected to receive this performance grant in the form of restricted stock units. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement with respect to the first-year performance goal. 50% of the number of shares of common stock reported herein will vest and be delivered on April 6, 2022 and the remaining 50% will vest and be delivered on January 6, 2023. (F2) Includes 21,787 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-03-24 | A | A | 4,917 | $0.00 | 11,301 | D | $39.10 · 2022-04-01 to 2030-03-12 | 4,917 Common Stock | (F3) Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals. The Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") determined on March 24, 2022 the level of achievement for the second year of the multi-year performance period. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement with respect to the second-year performance goal. The portion of the option reported herein will vest and become exercisable on April 1, 2022. |