Form 4 for TMC TMC the metals Co Inc.
Accepted 2022-04-01 00:00:00 ET · period of report 2022-03-30 · accession 0001104659-22-041722 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-04-01 | 2022-03-30+ | TMC | Karkar Andrei | Dir, 10% | P - Purchase | $2.40 | +2.08M | 45.71M | +5% | +$5.01M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-30 | P | A | 460,000 | $2.21 | 44,080,976 | I Eras Capital LLC | — | — | (F1) The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $2.10 to $2.28 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price. (F2) The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein. |
| 2 | Common | Common Shares | 2022-03-31 | P | A | 1,625,000 | $2.46 | 45,705,976 | I Eras Capital LLC | — | — | (F3) The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $2.21 to $2.81 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price. (F2) The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein. |