Form 4 for HWM Howmet Aerospace
Accepted 2022-04-04 00:00:00 ET · period of report 2022-03-31 · accession 0001104659-22-042331 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-04 | 2022-03-31 | HWM | PLANT JOHN C | CEO, Dir | F - Tax | $35.94 | -215.2K | 314.2K | -41% | -$7.74M |
| D | 2022-04-04 | 2022-03-31 | HWM | PLANT JOHN C | CEO, Dir | M - OptEx | — | +495.0K | 529.4K | +1,439% | — |
| D | 2022-04-04 | 2022-03-31 | HWM | PLANT JOHN C | CEO, Dir | M - OptEx | $0.00 | -495.0K | 3.09M | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-31 | F | D | 215,227 | $35.94 | 314,179 | D | — | — | (F2) Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2022-03-31 | M | A | 495,000 | — | 529,406 | D | — | — | (F1) Each restricted stock unit converted into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2022-03-31 | M | D | 495,000 | $0.00 | 3,094,999 | D | — · — to — | 495,000 Common Stock | (F4) Reflects vesting of one-third of each restricted stock unit awards granted April 2, 2020 and June 9, 2020. (F1) Each restricted stock unit converted into common stock on a one-for-one basis. |