Form 4 for GKOS GLAUKOS Corp
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001104659-22-042965 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-05 | 2022-04-04 | GKOS | Gilliam Joseph E | Pres, COO | J - Other | $0.00 | +251 | 100.3K | +0.3% | $0 | |
| 2022-04-05 | 2022-04-01 | GKOS | Gilliam Joseph E | Pres, COO | A - Grant | $0.00 | +24.7K | 100.5K | +33% | $0 | |
| 2022-04-05 | 2022-04-01 | GKOS | Gilliam Joseph E | Pres, COO | F - Tax | $60.78 | +1,340 | 75.9K | +2% | +$81.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-04 | J | A | 251 | $0.00 | 100,286 | D | — | — | (F4) Includes 77,922 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 2 | Common | Common Stock | 2022-04-01 | A | A | 24,679 | $0.00 | 100,537 | D | — | — | (F3) Granted by the Issuer in the form of restricted stock units which vest 50% on the third anniversary of the grant date and 50% on the fourth anniversary of the grant date. (F4) Includes 77,922 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| 3 | Common | Common Stock | 2022-04-01 | F | A | 1,340 | $60.78 | 75,858 | D | — | — | (F1) Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer. (F2) Includes 53,243 restricted stock units that have not yet vested or been delivered to the Reporting Person. Also includes 296 shares purchased by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. |