Form 4 for SPE SPECIAL OPPORTUNITIES FUND, INC.
Accepted 2022-04-07 00:00:00 ET · period of report 2022-04-05 · accession 0001104659-22-043672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-07 | 2022-04-05 | SPE | Dakos Andrew | Pres, Dir | D - Sale to Iss | $15.69 | -2,016 | 10.2K | -17% | -$31.6K | |
| MI | 2022-04-07 | 2022-04-05 | SPE | Dakos Andrew | Pres, Dir | D - Sale to Iss | $15.69 | -1,122 | 782 | -59% | -$17.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-05 | D | D | 2,016 | $15.69 | 10,162 | D By Spouse | — | — | |
| 2 | Common | Common Stock | 2022-04-05 | D | D | 968 | $15.69 | 5,257 | I By Minor Children | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
| 3 | Common | Common Stock | 2022-04-05 | D | D | 154 | $15.69 | 782 | I | — | — | (F3) The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |