Form 4/A for GKOS GLAUKOS Corp

Accepted 2022-04-19 00:00:00 ET · period of report 2022-03-24 · accession 0001104659-22-047057 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DA	2022-04-19	2022-03-24	GKOS	Burns Thomas William	CEO, Dir	A - Grant	$0.00	+20.8K	666.5K	+3%	$0
DA	2022-04-19	2022-03-24	GKOS	Burns Thomas William	CEO, Dir	A - Grant	$0.00	+42.1K	42.1K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-24	A	A	20,841	$0.00	666,514	D	—	—	(F1) This Form 4/A amends a Form 4 filed March 28, 2022 that incorrectly reported the number of restricted stock units ("RSUs") granted to the Reporting Person on March 24, 2022 as 21,294. The correct number of RSUs granted was 20,841, as shown above. (F2) After giving effect to this amendment and the transactions reported on the Form 4 filed by the Reporting Person on April 5, 2022, the Reporting Person directly owns 666,514 shares, which includes 80,860 RSUs that have not yet vested and been delivered, as of April 5, 2022.
2	Derivative	Stock Option (Right to Buy)	2022-03-24	A	A	42,078	$0.00	42,078	D	$55.18 · — to 2032-03-24	42,078 Common Stock	(F3) This Form 4/A amends a Form 4 filed March 28, 2022 that incorrectly reported the number of options to purchase shares of common stock granted to the Reporting Person on March 24, 2022 as 42,993. The correct number of stock options granted was 42,078, as shown above. (F4) These options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.