Form 4 for SLDP Solid Power, Inc.
Accepted 2022-05-13 00:00:00 ET · period of report 2022-05-12 · accession 0001104659-22-060502 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-13 | 2022-05-12 | SLDP | Paprzycki Kevin A. | CFO, Treas | A - Grant | $0.00 | +75.7K | 75.7K | New | $0 |
| D | 2022-05-13 | 2022-05-12 | SLDP | Paprzycki Kevin A. | CFO, Treas | A - Grant | $0.00 | +177.5K | 177.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-12 | A | A | 75,689 | $0.00 | 75,689 | D | — | — | (F1) Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-05-12 | A | A | 177,470 | $0.00 | 177,470 | D | $7.26 · — to 2032-05-12 | 177,470 Common Stock | (F2) 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. |