Form 4 for SCM Stellus Capital Investment Corp
Accepted 2022-05-18 00:00:00 ET · period of report 2022-05-16 · accession 0001104659-22-062499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-05-18 | 2022-05-16+ | SCM | Ladd Robert T. | Pres, CEO, Dir | P - Purchase | $12.85 | +9,834 | 624.6K | +2% | +$126.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-18 | P | A | 1,000 | $12.68 | 625,580.54 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-18 | P | A | 30 | $12.70 | 624,580.54 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-18 | P | A | 1,000 | $12.66 | 626,580.54 | D | — | — | |
| 4 | Common | Common Stock | 2022-05-16 | P | A | 1,000 | $12.82 | 617,746.54 | D | — | — | (F1) Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. |
| 5 | Common | Common Stock | 2022-05-18 | P | A | 1,000 | $12.85 | 618,746.54 | D | — | — | |
| 6 | Common | Common Stock | 2022-05-18 | P | A | 1,000 | $12.87 | 619,746.54 | D | — | — | |
| 7 | Common | Common Stock | 2022-05-18 | P | A | 3,834 | $13.00 | 623,580.54 | D | — | — | |
| 8 | Common | Common Stock | 2022-05-18 | P | A | 582 | $12.69 | 624,162.54 | D | — | — | |
| 9 | Common | Common Stock | 2022-05-18 | P | A | 388 | $12.69 | 624,550.54 | D | — | — |