Form 4 for ETN Eaton Corporation
Accepted 2022-05-31 00:00:00 ET · period of report 2022-05-27 · accession 0001104659-22-066437 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-31 | 2022-05-27 | ETN | Miller Boise April | See Remarks below | S - Sale+OE | $138.66 | -12.3K | 11.4K | -52% | -$1.70M |
| DM | 2022-05-31 | 2022-05-27 | ETN | Miller Boise April | See Remarks below | M - OptEx | $106.59 | +14.8K | 11.4K | New | +$1.58M |
| DM | 2022-05-31 | 2022-05-27 | ETN | Miller Boise April | See Remarks below | M - OptEx | $0.00 | -14.8K | 7,705 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-05-27 | S | D | 3,330 | $138.59 | 11,435 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.58 - $138.595. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2022-05-27 | M | A | 8,953 | $98.21 | 20,388 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-05-27 | S | D | 8,953 | $138.68 | 11,435 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-05-27 | M | A | 3,330 | $130.86 | 14,765 | D | — | — | |
| 5 | Common | Ordinary Shares | 2022-05-27 | M | A | 465 | $130.86 | 11,900 | D | — | — | |
| 6 | Common | Ordinary Shares | 2022-05-27 | M | A | 2,036 | $98.21 | 11,435 | D | — | — | |
| 7 | Derivative | Stock Option | 2022-05-27 | M | D | 8,953 | $0.00 | 5,661 | D | $98.21 · 2021-02-25 to 2030-02-25 | 8,953 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 8 | Derivative | Stock Option | 2022-05-27 | M | D | 2,036 | $0.00 | 14,614 | D | $98.21 · 2021-02-25 to 2030-02-25 | 2,036 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 9 | Derivative | Stock Option | 2022-05-27 | M | D | 3,330 | $0.00 | 8,170 | D | $130.86 · 2022-02-23 to 2031-02-23 | 3,330 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 10 | Derivative | Stock Option | 2022-05-27 | M | D | 465 | $0.00 | 7,705 | D | $130.86 · 2022-02-23 to 2031-02-23 | 465 Ordinary Shares | (F1) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |