Form 4 for HWM Howmet Aerospace
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-03 · accession 0001104659-22-068715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-06 | 2022-06-03 | HWM | Giacobbe Ken | EVP, CFO | M - OptEx | $23.07 | +79.5K | 420.1K | +23% | +$1.84M |
| D | 2022-06-06 | 2022-06-03 | HWM | Giacobbe Ken | EVP, CFO | S - Sale+OE | $36.31 | -63.3K | 382.4K | -14% | -$2.30M |
| DM | 2022-06-06 | 2022-06-03 | HWM | Giacobbe Ken | EVP, CFO | M - OptEx | $0.00 | -79.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-03 | M | A | 25,570 | $28.98 | 445,683 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-03 | S | D | 63,304 | $36.31 | 382,379 | D | — | — | (F2) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2022-06-03 | M | A | 53,978 | $20.27 | 420,113 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-06-03 | M | D | 53,978 | $0.00 | 0 | D | $20.27 · — to 2027-01-13 | 53,978 Common Stock | (F3) The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-06-03 | M | D | 25,570 | $0.00 | 0 | D | $28.98 · — to 2028-01-19 | 25,570 Common Stock | (F4) The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted. |