Form 4/A for PCF HIGH INCOME SECURITIES FUND
Accepted 2022-06-09 00:00:00 ET · period of report 2021-11-01 · accession 0001104659-22-069596 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2022-06-09 | 2021-11-01 | PCF | Dakos Andrew | Pres, Dir | M - OptEx | $8.36 | +33.3K | 35.0K | +1,908% | +$278.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | M | A | 33,301 | $8.36 | 35,046 | D | — | — | (F2) This Form 4/A is being filed to amend and correct Form 4 filed on behalf of the reporting person on November 3, 2021. Due to administrative error, the earlier form incorrectly reported the number of shares of common stock purchased in the rights offering. Column 4 (Amount of Securities Acquired) and Column 5 (Amount of Securities Beneficially Owned Following the Reported Transaction(s)) of Table I are corrected in this Form 4/A |