Form 4 for ESOA Energy Services of America CORP
Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-07 · accession 0001104659-22-069919 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-06-10 | 2022-06-07 | ESOA | Lucente Frank S | Dir | S - Sale | $3.04 | -6,000 | 351.5K | -2% | -$18.3K |
| 2022-06-10 | 2022-06-07 | ESOA | Lucente Frank S | Dir | P - Purchase | $3.07 | +1,000 | 355.5K | +0.3% | +$3,070 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-07 | S | D | 1,000 | $2.98 | 349,499 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-07 | S | D | 1,000 | $2.99 | 350,499 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-07 | S | D | 1,000 | $3.08 | 352,499 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-07 | S | D | 1,000 | $3.07 | 353,499 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-07 | S | D | 1,000 | $3.08 | 354,499 | D | — | — | (F1) This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Lucente has paid the Issuer $10.00, representing the full amount of profit realized in connection with the short-swing transactions. The amount of profit realized includes sales which occurred on June 7, 2022. |
| 6 | Common | Common Stock | 2022-06-07 | P | A | 1,000 | $3.07 | 355,499 | D | — | — | |
| 7 | Common | Common Stock | 2022-06-07 | S | D | 1,000 | $3.06 | 351,499 | D | — | — |