Form 4 for NMFC New Mountain Finance Corp
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-15 · accession 0001104659-22-072425 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-06-17 | 2022-06-15 | NMFC | HAMWEE ROBERT | CEO, Dir | P - Purchase | $11.63 | +20.0K | 512.7K | +4% | +$232.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | P | A | 400 | $11.66 | 513,051.62 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-15 | P | A | 1,532 | $11.67 | 514,583.62 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-15 | P | A | 300 | $11.59 | 494,883.62 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on August 24, 2020. |
| 4 | Common | Common Stock | 2022-06-15 | P | A | 100 | $11.59 | 494,983.62 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-15 | P | A | 1,300 | $11.60 | 496,283.62 | D | — | — | |
| 6 | Common | Common Stock | 2022-06-15 | P | A | 685 | $11.60 | 496,968.62 | D | — | — | |
| 7 | Common | Common Stock | 2022-06-15 | P | A | 200 | $11.61 | 497,168.62 | D | — | — | |
| 8 | Common | Common Stock | 2022-06-15 | P | A | 2,100 | $11.61 | 499,268.62 | D | — | — | |
| 9 | Common | Common Stock | 2022-06-15 | P | A | 1,737 | $11.62 | 501,005.62 | D | — | — | |
| 10 | Common | Common Stock | 2022-06-15 | P | A | 4,246 | $11.62 | 505,251.62 | D | — | — | |
| 11 | Common | Common Stock | 2022-06-15 | P | A | 900 | $11.63 | 506,151.62 | D | — | — | |
| 12 | Common | Common Stock | 2022-06-15 | P | A | 2,000 | $11.63 | 508,151.62 | D | — | — | |
| 13 | Common | Common Stock | 2022-06-15 | P | A | 2,700 | $11.64 | 510,851.62 | D | — | — | |
| 14 | Common | Common Stock | 2022-06-15 | P | A | 1,200 | $11.64 | 512,051.62 | D | — | — | |
| 15 | Common | Common Stock | 2022-06-15 | P | A | 300 | $11.65 | 512,351.62 | D | — | — | |
| 16 | Common | Common Stock | 2022-06-15 | P | A | 200 | $11.65 | 512,551.62 | D | — | — | |
| 17 | Common | Common Stock | 2022-06-15 | P | A | 100 | $11.66 | 512,651.62 | D | — | — |