Form 4 for SCM Stellus Capital Investment Corp
Accepted 2022-06-21 00:00:00 ET · period of report 2022-06-16 · accession 0001104659-22-073166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-06-21 | 2022-06-16 | SCM | Ladd Robert T. | Pres, CEO, Dir | P - Purchase | $11.45 | +6,000 | 628.6K | +1.0% | +$68.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-16 | P | A | 1,000 | $11.40 | 629,592.09 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-16 | P | A | 1,000 | $11.49 | 630,592.09 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-16 | P | A | 1,000 | $11.52 | 631,592.09 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-16 | P | A | 1,000 | $11.48 | 632,592.09 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-16 | P | A | 1,000 | $11.30 | 627,592.09 | D | — | — | (F1) Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. |
| 6 | Common | Common Stock | 2022-06-16 | P | A | 1,000 | $11.48 | 628,592.09 | D | — | — |