Form 4 for IE Ivanhoe Electric Inc.

Accepted 2022-07-01 00:00:00 ET · period of report 2022-06-30 · accession 0001104659-22-076905 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-07-01	2022-06-30	IE	Katase Hirofumi	Dir	C - Cnv Deriv	—	+17.3K	30.2K	+135%	—
D	2022-07-01	2022-06-30	IE	Katase Hirofumi	Dir	C - Cnv Deriv	—	0	0	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-06-30	C	A	17,324	—	30,157	D	—	—	(F1) Upon the consummation of an initial public offering that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), the Series 1 Convertible Notes, including any accrued but unpaid interest thereon, automatically converted into shares of common stock at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $9.39 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.
2	Derivative	Series 1 Convertible Notes	2022-06-30	C	D	—	$0.00	0	D	$9.39 · — to 2023-07-31	17,324 Common Stock	(F1) Upon the consummation of an initial public offering that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), the Series 1 Convertible Notes, including any accrued but unpaid interest thereon, automatically converted into shares of common stock at a price per share equal to the lesser of (A) 80% of the gross price per share at which common stock is sold in the Qualifying IPO, and (B) $9.39 per share of common stock, subject in each case to adjustment for any stock split, stock dividend, reverse stock split, or similar transactions.