Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2022-08-15 00:00:00 ET · period of report 2022-08-11 · accession 0001104659-22-091365 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-08-15 | 2022-06-28 | NRGV | GROSS WILLIAM | Dir | G - Gift | $0.00 | -400.0K | 5.00M | -7% | $0 |
| I | 2022-08-15 | 2022-08-11 | NRGV | GROSS WILLIAM | Dir | J - Other | $0.00 | -46.4K | 1.69M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-28 | G | D | 500,000 | $0.00 | 4,902,950 | I Held by Gross Goodstein Living Trust dated April 18, 2006 | — | — | (F4) Mr. Gross is co-Trustee together with his wife of the Gross Trust and may be deemed to have beneficial ownership of the securities held by the Gross Trust. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-06-28 | G | A | 100,000 | $0.00 | 5,002,950 | I Held by spouse as UTMA custodian for child | — | — | (F5) Transfer to spouse as custodian for child under Uniform Transfer to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Stock | 2022-08-11 | J | D | 46,446 | $0.00 | 1,688,497 | I Held by Idealab Studio, LLC | — | — |