Form 4 for NRGV Energy Vault Holdings, Inc.
Accepted 2022-08-15 00:00:00 ET · period of report 2022-08-11 · accession 0001104659-22-091486 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-08-15 | 2022-08-11+ | NRGV | Elkus Henry | Dir | J - Other | $0.00 | -3.46M | 56.0K | -98% | $0 |
| 2022-08-15 | 2022-08-11 | NRGV | Elkus Henry | Dir | J - Other | $0.00 | +23.4K | 23.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | J | D | 116,727 | $0.00 | 116,728 | I Held by EN Fund I, A Series of Helena Special Investments AL Ventures, LP | — | — | (F3) Helena Special Investments LLC executed an acknowledgement letter with Helena Zepak EV LLC on July 20, 2022, and pursuant to such acknowledgement letter, Helena Special Investments LLC and the reporting person ceased to be the beneficial owner of 1,608,009 shares of the Issuer held by Helena Zepak EV LLC. |
| 2 | Common | Common Stock | 2022-08-11 | J | D | 933,838 | $0.00 | 933,839 | I Held by HSI EV Brasil LLC | — | — | |
| 3 | Common | Common Stock | 2022-08-11 | J | A | 23,413 | $0.00 | 23,413 | D Held by HSI Energy Vault II LLC | — | — | |
| 4 | Common | Common Stock | 2022-08-11 | J | D | 2,357,943 | $0.00 | 2,357,944 | I Held by HSI Energy Vault I LLC | — | — | |
| 5 | Common | Common Stock | 2022-08-12 | J | D | 55,952 | $0.00 | 55,952 | I | — | — |