Form 4 for CION CION Investment Corp
Accepted 2022-08-24 00:00:00 ET · period of report 2022-08-22 · accession 0001104659-22-093914 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-08-24 | 2022-08-22 | CION | Gatto Mark | Co-COB, Co-CEO, Dir | P - Purchase | $10.29 | +5,000 | 37.8K | +15% | +$51.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.001 par value | 2022-08-22 | P | A | 5,000 | $10.29 | 37,805.55 | D | — | — | (F1) Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. |