Form 4 for CION CION Investment Corp
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0001104659-22-096955 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-09-01 | 2022-08-30 | CION | BRESNER GREGG A. | Pres, CIO | P - Purchase | $10.20 | +1,000 | 31.1K | +3% | +$10.2K |
| 2022-09-01 | 2022-08-31 | CION | BRESNER GREGG A. | Pres, CIO | P - Purchase | $9.69 | +4,000 | 35.1K | +13% | +$38.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2022-08-30 | P | A | 1,000 | $10.20 | 31,099 | I See Footnote | — | — | (F1) Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. (F2) Purchased by an IRA of the Reporting Person. |
| 2 | Common | Common Stock, $0.001 par value | 2022-08-31 | P | A | 4,000 | $9.69 | 35,099 | D | — | — | (F1) Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. |