Form 4 for BURU Nuburu, Inc.
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-16 · accession 0001104659-22-101488 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-20 | 2022-09-16 | BURU | CAPITAL VENTURES INTERNATIONAL | 10% | X - OptEx | $7.90 | -10.1K | 443.6K | -2% | -$79.8K |
| DM | 2022-09-20 | 2022-09-16 | BURU | CAPITAL VENTURES INTERNATIONAL | 10% | X - OptEx | $0.00 | -101 | 0 | -100% | $0 |
| DM | 2022-09-20 | 2022-09-16 | BURU | CAPITAL VENTURES INTERNATIONAL | 10% | E - Exp Short | $0.00 | -20 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-16 | X | D | 8,500 | $7.50 | 445,169 | D | — | — | (F1) These securities are directly owned by Susquehanna Securities, LLC. |
| 2 | Common | Class A Common Stock | 2022-09-16 | X | D | 1,600 | $10.00 | 443,569 | D | — | — | (F1) These securities are directly owned by Susquehanna Securities, LLC. |
| 3 | Derivative | Call Option (obligation to sell) | 2022-09-16 | X | D | 16 | $0.00 | 15 | D | $10.00 · — to 2022-09-16 | 1,600 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 4 | Derivative | Call Option (obligation to sell) | 2022-09-16 | X | D | 85 | $0.00 | 0 | D | $7.50 · — to 2022-09-16 | 8,500 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 5 | Derivative | Call Option (obligation to sell) | 2022-09-16 | E | D | 15 | $0.00 | 0 | D | $10.00 · — to 2022-09-16 | 1,500 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |
| 6 | Derivative | Put Option (obligation to buy) | 2022-09-16 | E | D | 5 | $0.00 | 0 | D | $10.00 · — to 2022-09-16 | 500 Class A Common Stock | (F1) These securities are directly owned by Susquehanna Securities, LLC. (F2) These options are exercisable at any time prior to their expiration. |