Form 4 for MKTW MARKETWISE, INC.
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-19 · accession 0001104659-22-101664 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-09-20 | 2022-09-19 | MKTW | Greenhaven Road Capital Fund 2, L.P. | 10% | P - Purchase | — | +2.05M | 2.50M | +451% | — |
| DMI | 2022-09-20 | 2022-09-19 | MKTW | Greenhaven Road Capital Fund 2, L.P. | 10% | S - Sale | — | -10.65M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-19 | P | A | 785,752 | — | 1,851,052 | I By: Greenhaven Road Capital Fund 1, L.P. | — | — | (F4) Fund 1 disposed of Warrants to purchase 4,081,833 shares of Class A Common Stock in exchange for 785,752 shares of Class A Common Stock in an issuer exchange offer. (F1) Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| 2 | Common | Class A Common Stock | 2022-09-19 | P | A | 194,510 | — | 194,510 | I By: Greenhaven Road Special Opportunities Fund LP | — | — | (F6) SOF disposed of Warrants to purchase 1,010,445 shares of Class A Common Stock in exchange for 194,510 shares of Class A Common Stock in an issuer exchange offer. (F3) Greenhaven Road Special Opportunities Fund LP ("SOF") is a private investment vehicle. SOF directly owns these securities reported herein. The Investment Manager is the investment manager of SOF. Greenhaven Road Special Opportunities Fund GP LLC (the "SOF General Partner") is the general partner of SOF. Scott Miller is the controlling person of the SOF General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| 3 | Common | Class A Common Stock | 2022-09-19 | P | A | 1,070,092 | — | 2,504,792 | I By: Greenhaven Road Capital Fund 2, L.P. | — | — | (F5) Fund 2 disposed of Warrants to purchase 5,558,921 shares of Class A Common Stock in exchange for 1,070,092 shares of Class A Common Stock in an issuer exchange offer. (F2) Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is also the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| 4 | Derivative | Warrant (right to buy) | 2022-09-19 | S | D | 4,081,833 | — | 0 | I By: Greenhaven Road Capital Fund 1, L.P. | $11.50 · 2021-08-20 to 2026-07-19 | 4,081,833 Class A Common Stock | (F4) Fund 1 disposed of Warrants to purchase 4,081,833 shares of Class A Common Stock in exchange for 785,752 shares of Class A Common Stock in an issuer exchange offer. (F1) Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| 5 | Derivative | Warrant (right to buy) | 2022-09-19 | S | D | 1,010,445 | — | 0 | I By: Greenhaven Road Special Opportunities Fund LP | $11.50 · 2021-08-20 to 2026-07-19 | 1,010,445 Class A Common Stock | (F6) SOF disposed of Warrants to purchase 1,010,445 shares of Class A Common Stock in exchange for 194,510 shares of Class A Common Stock in an issuer exchange offer. (F3) Greenhaven Road Special Opportunities Fund LP ("SOF") is a private investment vehicle. SOF directly owns these securities reported herein. The Investment Manager is the investment manager of SOF. Greenhaven Road Special Opportunities Fund GP LLC (the "SOF General Partner") is the general partner of SOF. Scott Miller is the controlling person of the SOF General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| 6 | Derivative | Warrant (right to buy) | 2022-09-19 | S | D | 5,558,921 | — | 0 | I By: Greenhaven Road Capital Fund 2, L.P. | $11.50 · 2021-08-20 to 2026-07-19 | 5,558,921 Class A Common Stock | (F5) Fund 2 disposed of Warrants to purchase 5,558,921 shares of Class A Common Stock in exchange for 1,070,092 shares of Class A Common Stock in an issuer exchange offer. (F2) Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is also the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |