Form 4 for EVLV Evolv Technologies Holdings, Inc.
Accepted 2022-09-23 00:00:00 ET · period of report 2022-09-21 · accession 0001104659-22-102691 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-23 | 2022-09-21 | EVLV | DeRosa Anthony John | Chief Revenue Off | M - OptEx | — | +500 | 500 | New | — |
| D | 2022-09-23 | 2022-09-22 | EVLV | DeRosa Anthony John | Chief Revenue Off | S - Sale+OE | $2.10 | -176 | 324 | -35% | -$369.60 |
| D | 2022-09-23 | 2022-09-21 | EVLV | DeRosa Anthony John | Chief Revenue Off | M - OptEx | $0.00 | -500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-21 | M | A | 500 | — | 500 | D | — | — | (F1) On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. |
| 2 | Common | Class A Common Stock | 2022-09-22 | S | D | 176 | $2.10 | 324 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2022-09-21 | M | D | 500 | $0.00 | 0 | D | — · — to — | 500 Class A Common Stock | (F1) On September 27, 2021, the reporting person was granted 500 restricted stock units ("RSU"), vesting on September 21, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. |