Form 4 for LQDA Liquidia Corp
Accepted 2022-10-04 00:00:00 ET · period of report 2022-04-03 · accession 0001104659-22-105846 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-04 | 2022-10-03 | LQDA | JEFFS ROGER | CEO, Dir | M - OptEx | — | +47.4K | 207.2K | +30% | — |
| D | 2022-10-04 | 2022-10-03 | LQDA | JEFFS ROGER | CEO, Dir | M - OptEx | $0.00 | -47.4K | 15.8K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-03 | M | A | 47,423 | — | 207,250 | D | — | — | (F2) On January 3, 2022, the Reporting Person was granted 63,230 RSUs with 25% vesting quarterly through the first anniversary of the grant date. Of those RSUs, a total of 47,423 have vested through October 3, 2022. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2022-10-03 | M | D | 47,423 | $0.00 | 15,807 | D | — · — to — | 47,423 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |