Form 4 for FLNC Fluence Energy, Inc.
Accepted 2022-11-01 00:00:00 ET · period of report 2022-10-28 · accession 0001104659-22-113520 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-01 | 2022-10-28 | FLNC | von Heynitz Harald | Dir | M - OptEx | — | +3,571 | 4,571 | +357% | — |
| D | 2022-11-01 | 2022-10-28 | FLNC | von Heynitz Harald | Dir | M - OptEx | $0.00 | -3,571 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-10-28 | M | A | 3,571 | — | 4,571 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock. |
| 2 | Derivative | Restricted Stock Units | 2022-10-28 | M | D | 3,571 | $0.00 | 0 | D | — · — to — | 3,571 Class A Common Stock | (F4) The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock. (F2) The RSUs vested on October 28, 2022. The RSUs have no expiration date. |