Form 4 for ETN Eaton Corporation
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-04 · accession 0001104659-22-115387 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-07 | 2022-11-04 | ETN | BRICKHOUSE BRIAN S | See Remarks below | F - Tax | $156.09 | -1,280 | 28.1K | -4% | -$199.8K |
| DM | 2022-11-07 | 2022-11-04 | ETN | BRICKHOUSE BRIAN S | See Remarks below | M - OptEx | $80.99 | +29.9K | 29.4K | New | +$2.42M |
| DM | 2022-11-07 | 2022-11-04 | ETN | BRICKHOUSE BRIAN S | See Remarks below | S - Sale+OE | $155.76 | -27.4K | 28.1K | -49% | -$4.27M |
| DM | 2022-11-07 | 2022-11-04 | ETN | BRICKHOUSE BRIAN S | See Remarks below | M - OptEx | $0.00 | -29.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-11-04 | F | D | 640 | $156.09 | 28,733 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-11-04 | M | A | 18,508 | $80.49 | 47,241 | D | — | — | |
| 3 | Common | Ordinary Shares | 2022-11-04 | S | D | 18,508 | $155.66 | 28,733 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $155.62 - $155.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2022-11-04 | M | A | 1,220 | $81.96 | 28,771 | D | — | — | |
| 5 | Common | Ordinary Shares | 2022-11-04 | F | D | 640 | $156.08 | 28,131 | D | — | — | |
| 6 | Common | Ordinary Shares | 2022-11-04 | M | A | 8,930 | $81.96 | 37,061 | D | — | — | |
| 7 | Common | Ordinary Shares | 2022-11-04 | S | D | 8,930 | $155.96 | 28,131 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $155.96 - $155.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Ordinary Shares | 2022-11-04 | M | A | 1,242 | $80.49 | 29,373 | D | — | — | |
| 9 | Derivative | Stock Option | 2022-11-04 | M | D | 1,242 | $0.00 | 18,508 | D | $80.49 · 2020-02-26 to 2029-02-26 | 1,242 Ordinary Shares | (F3) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 10 | Derivative | Stock Option | 2022-11-04 | M | D | 8,930 | $0.00 | 0 | D | $81.96 · 2019-02-27 to 2028-02-27 | 8,930 Ordinary Shares | (F3) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 11 | Derivative | Stock Option | 2022-11-04 | M | D | 1,220 | $0.00 | 8,930 | D | $81.96 · 2019-02-27 to 2028-02-27 | 1,220 Ordinary Shares | (F3) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 12 | Derivative | Stock Option | 2022-11-04 | M | D | 18,508 | $0.00 | 0 | D | $80.49 · 2020-02-26 to 2029-02-26 | 18,508 Ordinary Shares | (F3) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |