Form 4 for PPTA PERPETUA RESOURCES CORP.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001104659-22-119892 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-16 | PPTA | Haslam Alan Douglas | See remarks | S - Sale+OE | $2.38 | -3,818 | 15.7K | -20% | -$9,087 |
| D | 2022-11-17 | 2022-11-15 | PPTA | Haslam Alan Douglas | See remarks | M - OptEx | — | +11.7K | 19.5K | +149% | — |
| D | 2022-11-17 | 2022-11-15 | PPTA | Haslam Alan Douglas | See remarks | M - OptEx | $0.00 | -11.7K | 11.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-11-16 | S | D | 3,818 | $2.38 | 15,658 | D | — | — | |
| 2 | Common | Common Shares | 2022-11-15 | M | A | 11,666 | — | 19,476 | D | — | — | (F1) The restricted share units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Share Units | 2022-11-15 | M | D | 11,666 | $0.00 | 11,667 | D | — · — to — | 11,666 Common Shares | (F1) The restricted share units convert into common stock on a one-for-one basis. (F3) On November 15, 2021, the reporting person was granted 35,000 restricted share units, which vest ratably in three installments, with 11,667 restricted share units having vested on December 31, 2021, 11,666 restricted share units vesting on November 15, 2022, and the remainder to vest on November 15, 2023, subject to the terms and conditions of the Issuer's Omnibus Equity Incentive Plan. |