Form 4 for WHF WhiteHorse Finance, Inc.

Accepted 2022-11-18 00:00:00 ET · period of report 2022-11-16 · accession 0001104659-22-120432 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-11-18	2022-11-16+	WHF	BOLDUC JOHN	Dir	P - Purchase	$13.00	+7,868	162.9K	+5%	+$102.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.001 per share	2022-11-18	P	A	3,845	$13.00	3,845	I See Footnote	—	—	(F2) Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, except to the extent of his pecuniary interest therein.
2	Common	Common Stock, par value $0.001 per share	2022-11-16	P	A	178	$12.93	159,032	I See Footnote	—	—	(F1) Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
3	Common	Common Stock, par value $0.001 per share	2022-11-18	P	A	3,845	$13.00	162,877	I See Footnote	—	—	(F1) Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.