Form 4 for CION CION Investment Corp
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-22 · accession 0001104659-22-121185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-11-22 | 2022-11-22 | CION | FINLAY PETER I. | Dir | P - Purchase | $10.25 | +1,000 | 2,000 | +100% | +$10.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2022-11-22 | P | A | 1,000 | $10.25 | 2,000 | I See Footnote | — | — | (F1) A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. |