Form 4 for CION CION Investment Corp
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-30 · accession 0001104659-22-123550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-01 | 2022-11-30 | CION | Franz Keith S | CFO, Treas | P - Purchase | $10.01 | +10.0K | 55.5K | +22% | +$100.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.001 par value | 2022-11-30 | P | A | 10,000 | $10.01 | 55,500 | D | — | — | (F1) Represents the aggregate of purchases effected on the same trading day at different prices. (F2) Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.98 to $10.05 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. (F3) Includes 2,500 Shares of which an investment retirement account is the record holder. Mr. Franz is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. |