Form 4 for PLUG PLUG POWER INC

Accepted 2022-12-02 00:00:00 ET · period of report 2022-08-19 · accession 0001104659-22-124245 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-12-02	2022-08-19+	PLUG	Schmidt Keith	GM New Mkts, Pres New Prd Dv	F - Tax	$25.60	-68.9K	418.0K	-14%	-$1.76M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-08-19	F	D	39,274	$28.43	447,638	D	—	—	(F3) Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected. (F4) The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 250,000 restricted stock units on the Form 4 filed on August 21, 2019.
2	Common	Common Stock	2022-09-28	F	D	29,667	$21.85	417,971	D	—	—	(F5) Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.