Form 4 for ASLE AerSale Corp
Accepted 2022-12-16 00:00:00 ET · period of report 2020-12-22 · accession 0001104659-22-127844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-12-16 | 2022-12-14 | ASLE | Nichols Robert B. | See Remarks, Dir | X - OptEx | $10.00 | +58.6K | 3.64M | +2% | +$586.0K |
| DI | 2022-12-16 | 2020-12-22 | ASLE | Nichols Robert B. | See Remarks, Dir | J - Other | — | +58.6K | 58.6K | New | — |
| DI | 2022-12-16 | 2022-12-14 | ASLE | Nichols Robert B. | See Remarks, Dir | X - OptEx | $0.00 | -58.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-14 | X | A | 58,597 | $10.00 | 3,637,483 | I See footnote | — | — | (F1) Represents shares of Common Stock held by ThoughtValley, L.P. ("ThoughValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols. |
| 2 | Derivative | Stock Option (right to buy) | 2020-12-22 | J | A | 58,597 | — | 58,597 | I See footnote | $10.00 · 2020-12-22 to 2022-12-22 | 58,597 Common Stock | (F2) In connection with the transactions contemplated by the business combination of Monocle Acquisition Corporation ("Monocle"), AerSale Corporation (f/k/a Monocle Holdings, Inc.) (following the business combination, the "Issuer") and AerSale Aviation, Inc. (f/k/a AerSale Corp.) ("AerSale Aviation"), on September 8, 2020, the Reporting Person entered into an agreement with certain equityholders of the AerSale Aviation pursuant to which the Reporting Person acquired the right to purchase up to 58,597 shares of Common Stock in exchange for agreeing to reduce the cash consideration received by the Reporting Person in the business combination. (F1) Represents shares of Common Stock held by ThoughtValley, L.P. ("ThoughValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols. |
| 3 | Derivative | Stock Option (right to buy) | 2022-12-14 | X | D | 58,597 | $0.00 | 0 | I See footnote | $10.00 · 2020-12-22 to 2022-12-22 | 58,597 Common Stock | (F1) Represents shares of Common Stock held by ThoughtValley, L.P. ("ThoughValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols. |