Form 4 for NMFC New Mountain Finance Corp
Accepted 2022-12-20 00:00:00 ET · period of report 2021-12-14 · accession 0001104659-22-128776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-20 | 2022-12-16 | NMFC | Arnold Rome G. III | Dir | P - Purchase | $12.05 | +10.0K | 51.2K | +24% | +$120.5K | |
| I | 2022-12-20 | 2021-12-14 | NMFC | Arnold Rome G. III | Dir | J - Other | $0.00 | -18.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-16 | P | A | 10,000 | $12.05 | 51,210 | D Spouse as Exec. Est. of Henry K. Ochs | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021. |
| 2 | Common | Common Stock | 2021-12-14 | J | D | 18,000 | $0.00 | 0 | I | — | — |