Form 4 for NCMI National CineMedia, Inc.
Accepted 2022-12-30 00:00:00 ET · period of report 2022-12-28 · accession 0001104659-22-131395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-12-30 | 2022-12-28 | NCMI | Regal CineMedia Holdings, LLC | 10% | C - Cnv Deriv | — | +40.68M | 40.68M | New | — |
| DI | 2022-12-30 | 2022-12-28 | NCMI | Regal CineMedia Holdings, LLC | 10% | C - Cnv Deriv | — | -40.68M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-28 | C | A | 40,683,797 | — | 40,683,797 | I See Footnote | — | — | (F1) Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. (F3) The reported securities are owned directly by Regal CineMedia Holdings, LLC and Regal Cinemas, Inc. and may be deemed to be indirectly held by Regal CineMedia Corporation, Regal Cinemas Corporation, Regal Entertainment Holdings, Inc., Regal Entertainment Group, Crown Finance US, Inc., Crown Intermediate Holdco, Inc., Crown UK Holdco Limited and Cineworld Group plc. Each of the foregoing disclaims beneficial ownership except to the extent of its pecuniary interest therein and the filing of this statement shall not be deemed an admission that such person is, for purposes of Section 16 of the 1934 Act or otherwise, the beneficial owner of any of the reported securities. (F2) As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons. |
| 2 | Derivative | Common Units of National CineMedia, LLC | 2022-12-28 | C | D | 40,683,797 | — | 0 | I See Footnote | — · — to — | 40,683,797 Common Stock of National CineMedia, Inc. | (F1) Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. (F2) As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons. |